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TREAS/OCC RIN: 1557-AE56 Publication ID: Spring 2019 
Title: ●Proposed Changes to Applicability Thresholds for Regulatory Capital Requirements and Liquidity Requirements 
Abstract:

The OCC, FRB, and FDIC issued a proposed rule to establish a revised framework for determining the applicability of requirements under the regulatory capital rule, the liquidity coverage ratio rule, and the proposed net stable funding ratio rule for large U.S. banking organizations. The proposal would establish four categories of standards and apply tailored capital and liquidity requirements for banking organizations subject to each category. The proposal is consistent with a separate proposal issued by the FRB that would apply certain prudential standards for large U.S. banking organizations based on the same categories.

The OCC, FRB, and FDIC are developing a second proposed rule to establish risk-based categories for determining applicability of requirements under the regulatory capital rule, the liquidity coverage ratio rule, and the proposed net stable funding ratio rule for foreign-owned U.S. intermediate holding companies and their subsidiary U.S. depository institutions. This second proposal would establish three categories of standards and apply tailored capital and liquidity requirements for banking organization subject to each category. The proposal is consistent with the first separate proposal already issued by the OCC, FRB, and FDIC, which would apply to U.S. banking organizations.

 
Agency: Department of the Treasury(TREAS)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 3    12 CFR 50   
Legal Authority: 12 U.S.C. 1 et seq.    12 U.S.C. 93a    12 U.S.C. 161    12 U.S.C. 481    12 U.S.C. 1462    12 U.S.C. 1462a    12 U.S.C. 1463    12 U.S.C. 1464    12 U.S.C. 1818    12 U.S.C. 1828(n)    12 U.S.C. 1828 (note)    12 U.S.C. 1828n (note)    12 U.S.C. 1835    12 U.S.C. 3907    12 U.S.C. 3909    12 U.S.C. 5412(b)(2)(B)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM Domestic Banks  12/21/2018  83 FR 66024   
NPRM Domestic Banks Comment Period End  01/22/2019 
NPRM Foreign Banks  05/00/2019 
Final Rule Domestic and Foreign Banks  08/00/2019 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: https://www.regulations.gov/docket?D=OCC-2018-0037   Public Comment URL: https://www.regulations.gov/docket?D=OCC-2018-0037  
RIN Data Printed in the FR: No 
Agency Contact:
Carl Kaminski
Special Counsel
Department of the Treasury
Comptroller of the Currency
Chief Counsel's Office, 400 7th Street SW.,
Washington, DC 20219
Phone:202 649-5869
Email: carl.kaminski@occ.treas.gov

Henry Barkhausen
Counsel
Department of the Treasury
Comptroller of the Currency
Chief Counsel's Office, 400 7th Street SW.,
Washington, DC 20219
Phone:202 649-7191
Email: henry.barkhausen@occ.treas.gov