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TREAS/OCC RIN: 1557-AE46 Publication ID: Spring 2019 
Title: Fiduciary Capacity; Non-Fiduciary Custody Activities 
Abstract:

The OCC plans to issue an advance notice of proposed rulemaking regarding its fiduciary activities rule. Specifically, the OCC is considering an amendment to its fiduciary rule to broaden the definition of fiduciary capacity. It is also considering a new rule that would establish certain basic requirements for non-fiduciary custody activities of national banks and Federal savings associations.

 
Agency: Department of the Treasury(TREAS)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Prerule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 9    12 CFR 150   
Legal Authority: 12 U.S.C. 24 (Seventh)    12 U.S.C. 92a    12 U.S.C. 93a    12 U.S.C. 1462a    12 U.S.C. 1463    12 U.S.C. 1464    12 U.S.C. 5214(b)(2)(B)    15 U.S.C. 78q    15 U.S.C. 78q-1    15 U.S.C. 78w   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  05/00/2019 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Heidi M. Thomas
Special Counsel
Department of the Treasury
Comptroller of the Currency
Chief Counsel's Office, 400 7th Street SW.,
Washington, DC 20219
Phone:202 649-6286
Email: heidi.thomas@occ.treas.gov