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TREAS/OCC | RIN: 1557-AE67 | Publication ID: Fall 2019 |
Title: ●Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | |
Abstract:
The OCC, FRB, FDIC, CFTC, and SEC plan to issue a notice of proposed rulemaking that would propose specific changes to the restrictions on covered fund investments and activities and address other issues under the regulations implementing section 13 of the BHC Act. |
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Agency: Department of the Treasury(TREAS) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: Undetermined |
EO 13771 Designation: Independent agency | |
CFR Citation: 12 CFR 44 | |
Legal Authority: 7 U.S.C. 27 et seq. 12 U.S.C. 1 12 U.S.C. 24 12 U.S.C. 92a 12 U.S.C. 93a 12 U.S.C. 161 12 U.S.C. 1461 12 U.S.C. 1462a 12 U.S.C. 1463 12 U.S.C. 1464 12 U.S.C. 1467a 12 U.S.C. 1813(q) 12 U.S.C. 1818 12 U.S.C. 1851 12 U.S.C. 3101 12 U.S.C. 3102 12 U.S.C. 3108 12 U.S.C. 5412 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Tabitha Edgens Counsel Department of the Treasury Comptroller of the Currency Chief Counsel's Office, 400 7th Street SW., Washington, DC 20219 Phone:202 649-6534 Email: tabitha.edgens@occ.treas.gov Mark O'Horo Senior Attorney Department of the Treasury Comptroller of the Currency Chief Counsel's Office, 400 7th Street SW., Washington, DC 20219 Phone:202 649-7821 Email: mark.o'horo@occ.treas.gov |