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TREAS/FINCEN

RIN: 1506-AB10

Publication ID: Fall 2019

Title: Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Investment Advisers
Abstract: FinCEN is issuing this rule to prescribe minimum standards for anti-money laundering programs to be established by certain investment advisers and to require such investment advisers to report suspicious activity to FinCEN pursuant to the Bank Secrecy Act.
Agency: Department of the Treasury(TREAS)	Priority: Economically Significant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Yes	Unfunded Mandates: No
EO 13771 Designation: Regulatory
CFR Citation: 31 CFR 103
Legal Authority: 12 U.S.C. 1829(b) 12 U.S.C. 1951 to 1959 31 U.S.C. 5311 to 5314 31 U.S.C. 5316 to 5332

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	09/01/2015	80 FR 52680
NPRM Comment Period End	11/02/2015
Final Action	03/00/2020

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Small Entities Affected: No	Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: FinCEN Regulatory Support Section Department of the Treasury Financial Crimes Enforcement Network P.O. Box 39, Vienna, VA 22183 Phone:800 767-2825 Email: frc@fincen.gov