Counsel

1557-AE27 201904 Unified Agenda of Federal Regulatory and Deregulatory Actions 1557 Comptroller of the Currency OCC 1500 Department of the Treasury TREAS Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

The OCC, FRB, and FDIC have requested comment on a proposal that would amend the regulations implementing section 13 of the Bank Holding Company Act. Section 13 contains certain restrictions on the ability of banking entities to engage in proprietary trading and acquire or retain certain interests in, or enter into certain relationships with, a hedge fund or private equity fund. The proposed amendments are intended to provide banking entities with clarity about what activities are prohibited and to improve supervision and implementation of section 13.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Independent agency 12 CFR 44 7 U.S.C. 27 et seq. 12 U.S.C. 1 et seq. 12 U.S.C. 24 12 U.S.C. 92a 12 U.S.C. 93a 12 U.S.C. 161 12 U.S.C. 1461 12 U.S.C. 1462a 12 U.S.C. 1463 12 U.S.C. 1464 12 U.S.C. 1467a 12 U.S.C. 1813q 12 U.S.C. 1818 12 U.S.C. 1851 12 U.S.C. 3101 12 U.S.C. 3102 12 U.S.C. 3108 12 U.S.C. 5412 No NPRM 07/17/2018 83 FR 33432 NPRM Comment Period Extended 09/11/2018 83 FR 45860 NPRM Comment Period End 10/17/2018 Final Rule 12/00/2019 No None No No https://www.regulations.gov/docket?D=OCC-2018-0010 https://www.regulations.gov/docket?D=OCC-2018-0010 No Yes Tabitha Edgens Counsel 1557 Comptroller of the Currency OCC 202 649-6534 tabitha.edgens@occ.treas.gov Chief Counsel's Office, 400 7th Street SW., Washington DC 20219 Mark O'Horo Senior Attorney 1557 Comptroller of the Currency OCC 202 649-7821 mark.o'horo@occ.treas.gov Chief Counsel's Office, 400 7th Street SW., Washington DC 20219